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  2. White Collar Crime in a Nutshell

White Collar Crime in a Nutshell

Authors: Podgor, Ellen S. / Israel, Jerold H.
Edition: 4th
Copyright Date: 2009
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  1. Cover Page
  2. Title Page
  3. Copyright Page
  4. Dedication
  5. PREFACE
  6. OUTLINE
  7. PART I - GENERAL PRINCIPLES
    1. Chapter One - Scope of White Collar Crime
      1. § 1.01   Introduction
      2. § 1.02   Scope of Federal Criminal Law
      3. § 1.03   State and/or Federal Prosecution
      4. § 1.04   Federal Influence in International Prosecutions
      5. § 1.05   Application of General Principles of Criminal Law
      6. § 1.06   Defenses
    2. Chapter Two - Corporate Criminal Liability
      1. § 2.01   Overview of Corporate Criminal Liability
      2. § 2.02   Standards of Imputing Corporate Criminal Liability
      3. § 2.03   Collective Knowledge
      4. § 2.04   Charging Corporations
      5. § 2.05   Dead Corporations
      6. § 2.06   Non-corporate Entity Liability
      7. § 2.07   Overview of Personal Liability of Corporate Agents
      8. § 2.08   Responsible Corporate Officer
  8. PART II - SPECIFIC OFFENSES
    1. Chapter Three - Conspiracy
      1. § 3.01   Introduction
      2. § 3.02   Agreement
      3. § 3.03   Plurality
      4. § 3.04   Unlawful Object of Conspiracy
      5. § 3.05   Knowledge and Intent
      6. § 3.06   Overt Act
      7. § 3.07   Single or Multiple Conspiracies
      8. § 3.08   Pinkerton Rule
      9. § 3.09   Antitrust Conspiracies
    2. Chapter Four - Mail, Wire and Bank Fraud
      1. § 4.01   Introduction
      2. § 4.02   Scheme to Defraud
      3. § 4.03   Intangible Rights
      4. § 4.04   Intangible Property
      5. § 4.05   Use of the Mails in Furtherance
      6. § 4.06   Limitations to “In Furtherance”
      7. § 4.07   The “In Furtherance” Test
      8. § 4.08   Wire Fraud
      9. § 4.09   Bank Fraud
      10. § 4.10   Mail Fraud and Other Crimes
    3. Chapter Five - Securities Fraud
      1. § 5.01   Introduction
      2. § 5.02   Mens Rea
      3. § 5.03   Insider Trading
      4. § 5.04   Development of the Misappropriation Theory
    4. Chapter Six - Obstruction of Justice
      1. § 6.01   Introduction
      2. § 6.02   Overview of Section 1503
      3. § 6.03   Corruptly or By Threats or Force - Section 1503
      4. § 6.04   Endeavors - Section 1503
      5. § 6.05   To Influence, Obstruct or Impede the Due Administration of Justice - Section 1503
      6. § 6.06   Nexus
      7. § 6.07   Section 1503 as it Relates to Other Obstruction Statutes
    5. Chapter Seven - Bribery and Extortion
      1. § 7.01   Introduction
      2. § 7.02   Overview of Bribery
      3. § 7.03   Bribery - Things of Value
      4. § 7.04   Bribery - Public Official
      5. § 7.05   Bribery - Corruptly to Influence Official Acts
      6. § 7.06   International Bribery
      7. § 7.07   Overview of Hobbs Act
      8. § 7.08   Hobbs Act - Interstate Commerce
      9. § 7.09   Hobbs Act - Robbery or Extortion
      10. § 7.10   Hobbs Act - “Under Color of Official Right”
      11. § 7.11   Travel Act
    6. Chapter Eight - Racketeer Influenced and Corrupt Organizations(RICO)
      1. § 8.01   Introduction
      2. § 8.02   Enterprise
      3. § 8.03   Interstate Commerce
      4. § 8.04   Pattern of Racketeering Activity
      5. § 8.05   Nexus Between Pattern of Racketeering and Enterprise
      6. § 8.06   RICO Conspiracy
      7. § 8.07   Forfeiture
      8. § 8.08   Civil RICO
    7. Chapter Nine - False Statements
      1. § 9.01   Introduction
      2. § 9.02   Statements
      3. § 9.03   Falsity
      4. § 9.04   Knowledge and Intent
      5. § 9.05   Materiality
      6. § 9.06   Matters Within the Jurisdiction of the Executive, Legislative, or Judicial Branch
      7. § 9.07   Other Crimes
    8. Chapter Ten - Perjury and False Declarations
      1. § 10.01   Introduction
      2. § 10.02   Oath
      3. § 10.03   Within Tribunals and Proceedings
      4. § 10.04   Falsity
      5. § 10.05   Materiality
      6. § 10.06   Knowledge and Willfulness
      7. § 10.07   Two Witness Rule
      8. § 10.08   Recantation
    9. Chapter Eleven - Tax Crimes
      1. § 11.01   Introduction
      2. § 11.02   Willfulness
      3. § 11.03   Tax Evasion
      4. § 11.04   Methods of Proof
      5. § 11.05   Failure to File a Return or Pay a Tax
      6. § 11.06   False Returns
    10. Chapter Twelve - Currency Reporting Crimes
      1. § 12.01   Introduction
      2. § 12.02   Bank Secrecy Act
      3. § 12.03   Domestic Financial Institutions
      4. § 12.04   Recordkeeping and Reporting Requirements
      5. § 12.05   Knowledge and Willfulness
      6. § 12.06   Section 6050I
      7. § 12.07   Money Laundering
    11. Chapter Thirteen - Bankruptcy Crimes
      1. § 13.01   Introduction
      2. § 13.02   Bankruptcy Fraud
      3. § 13.03   Concealment and False Oath
      4. § 13.04   Knowingly and Fraudulently
    12. Chapter Fourteen - Environmental Crimes
      1. § 14.01   Introduction
      2. § 14.02   Mens Rea
      3. § 14.03   Refuse Act
      4. § 14.04   Water Pollution Control Act
      5. § 14.05   Resource Conservation and Recovery Act (RCRA)
    13. Chapter Fifteen - Computer Crimes
      1. § 15.01   Overview
      2. § 15.02   Section 1030
      3. § 15.03   Interpreting Section 1030
  9. PART III - PROCEDURAL AND EVIDENTIARY ISSUES
    1. Chapter Sixteen - Grand Jury Investigations
      1. § 16.01   Investigative Advantages
      2. § 16.02   Rule 17 Subpoenas
      3. § 16.03   The Fourth Amendment’s Overbreadth Prohibition
      4. § 16.04   Applying the Overbreadth Prohibition
      5. § 16.05   Other Fourth Amendment Objections
      6. § 16.06   Rule 17(c) Objections
      7. § 16.07   “Chilling Effect” Objections
      8. § 16.08   Subpoena Misuse Objections
      9. § 16.09   Challenging Secrecy Violations
      10. § 16.10   Target Standing
      11. § 16.11   Indictment Challenges Based on Prosecutorial Misconduct
      12. § 16.12   Assistance of Counsel
    2. Chapter Seventeen - Administrative Agency Investigations
      1. § 17.01   Administrative Subpoenas
      2. § 17.02   Fourth Amendment Overbreadth
      3. § 17.03   The Powell Prerequisites
      4. § 17.04   Legitimate Purpose Challenges
      5. § 17.05   Third Party Subpoenas
      6. § 17.06   Criminal Referrals and Continuing Investigations
      7. § 17.07   Staff Misconduct
      8. § 17.08   The Role of Counsel
    3. Chapter Eighteen - Parallel Proceedings
      1. § 18.01   Introduction
      2. § 18.02   Prosecution Discovery From Parallel Proceedings
      3. § 18.03   Delaying the Parallel Civil or Administrative Proceeding
      4. § 18.04   Asserting the Self-Incrimination Privilege
      5. § 18.05   Grand Jury Matter
      6. § 18.06   The “Preliminary To” Requirement
      7. § 18.07   Particularized Need
      8. § 18.08   Collateral Estoppel
    4. Chapter Nineteen - The Self-Incrimination Privilege: Testimony
      1. § 19.01   Applicability of the Privilege
      2. § 19.02   Potential for Incrimination
      3. § 19.03   Incrimination Under the Laws of Another Sovereign
      4. § 19.04   Compelling the Grand Jury Target to Appear
      5. § 19.05   Invocation of the Privilege
      6. § 19.06   Advice as to Right
      7. § 19.07   Separate Proceedings
      8. § 19.08   Scope of the Testimonial Forfeiture
      9. § 19.09   Penalties and Burdens
      10. § 19.10   Immunity: Constitutional Grounding
      11. § 19.11   The Constitutionally Required Scope of the Immunity
      12. § 19.12   The Federal Immunity Provisions: U.S.C. §§ 6000-6005
      13. § 19.13   Prosecuting the Immunized Witness
      14. § 19.14   Immunity Agreements
    5. Chapter Twenty - The Self-Incrimination Privilege: Documents
      1. § 20.01   Boyd v. United States and “Content Protection”
      2. § 20.02   The Act-Of-Production Doctrine
      3. § 20.03   The Foregone Conclusion Standard
      4. § 20.04   Potential Incrimination
      5. § 20.05   Act of Production Immunity
      6. § 20.06   Requiring Non-Testimonial Writings
      7. § 20.07   Third Party Production
      8. § 20.08   Required Records
      9. § 20.09   The Entity Exception
      10. § 20.10   The Entity Agent
    6. Chapter Twenty-One - Searches
      1. § 21.01   Searches vs. Subpoenas: Advantages and Disadvantages
      2. § 21.02   Fourth Amendment Requirements
      3. § 21.03   Probable Cause
      4. § 21.04   Particularity of Description
      5. § 21.05   The Leon Exception
      6. § 21.06   Execution of Warrant
    7. Chapter Twenty-Two - Attorney-Client Privilege
      1. § 22.01   Grounding and Policy
      2. § 22.02   Basic Elements
      3. § 22.03   Derivative Protections
      4. § 22.04   The Communication Limitation
      5. § 22.05   The Client Communication Limitation
      6. § 22.06   The Legal Advice Limitation
      7. § 22.07   The Confidentiality Limitation
      8. § 22.08   Forms of Waivers
      9. § 22.09   Waiver By Intentional Disclosure
      10. § 22.10   Waiver By Inadvertent Disclosure
      11. § 22.11   Waiver By Affirmative Reliance
      12. § 22.12   Crime Fraud Exception
      13. § 22.13   The Fiduciary Exception
      14. § 22.14   The Government Attorney Exception
      15. § 22.15   Joint Defense Agreements
    8. Chapter Twenty-Three - Work Product Protection
      1. § 23.01   Character and Purpose
      2. § 23.02   Basic Elements Hickman and Rule 26(b)(3)
      3. § 23.03   Anticipation of Litigation
      4. § 23.04   Waiver
      5. § 23.05   Crime-Fraud
  10. PART IV - PUNISHMENT
    1. Chapter Twenty-Four - Sanctions
      1. § 24.01   Introduction
      2. § 24.02   Federal Sentencing Commission
      3. § 24.03   Federal Sentencing Guidelines
      4. § 24.04   Constitutionality of the Guidelines
      5. § 24.05   Role of the Guidelines
      6. § 24.06   Criminal and Civil Fines
      7. § 24.07   Sentencing Guidelines for Organizations
      8. § 24.08   Licenses and Program Exclusion
  11. INDEX
  • Publication Date: May 11th, 2009
  • ISBN: 9780314184870
  • Subject: White Collar Crime
  • Series: Nutshells
  • Type: Overviews
  • Description: This text provides a broad overview of white collar crime, including procedural and evidentiary issues. It covers specific offenses such as mail and bank fraud, securities fraud, obstruction of justice, bribery, the Racketeer Influenced and Corrupt Organizations (RICO) Act, and computer crimes. It covers procedural topics such as those related to grand jury and administrative agency investigations, self-incrimination, and parallel proceedings. It also discusses punishment and sanctions for white collar crimes.