Gilbert Law Summaries on Securities Regulation

Authors: Schaumann, Niels B. / Couture, Wendy G.
Edition: 8th
Copyright Date: 2023
  • Publication Date: May 31st, 2023
  • ISBN: 9781685610937
  • Subject: Securities Regulation
  • Series: Gilbert Law Summaries
  • Type: Outlines
  • Description: This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission, the Securities Act of 1933 (including interests covered, registered and exempt offerings, resales, and liability provisions), the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers, proxy solicitations, liability for short-swing profits, and SEC enforcement actions), multinational transactions, and the state regulation of securities transactions.