Securities Law, 5th
Authors:
Soderquist, Larry D. / Gabaldon, Theresa A.
Edition:
5th
Copyright Date:
2014
- Publication Date: April 1st, 2014
- ISBN: 9781609304690
- Subject: Securities Regulation
- Series: Concepts and Insights
- Type: Hornbook Treatises
- Description: This concise text provides a basic introduction to securities law. One object of the book is to help struggling students get on track; another is to assist in review and exam preparation. The authors define a security, explain how securities are registered under the Securities Act and describe the applicable exemptions. Many other subjects are addressed, including Exchange Act reporting, proxy solicitations and tender offers, insider trading, and international aspects of securities law. The book is completely up-to-date, incorporating all relevant changes from the JOBS and STOCK Acts of 2012.
